AdFi
MA

Marc A Alvis

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Tallahassee, FLCRD #5391298Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
18 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Marc A. Alvis has worked in the securities industry since 2007. They are registered to provide investment advisory services in 18 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 18 states
AlabamaFloridaGeorgiaIllinoisKentuckyMarylandMassachusettsMississippiMissouriMontanaNorth CarolinaOklahomaPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/27/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/12/2007
Series 24
General Securities Principal Examination
Passed 10/2/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
1/9/2014Tallahassee, FL
EDWARD JONES
10/11/200711/25/2013Tallahassee, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marc A Alvis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Marc A Alvis - Financial Advisor in Tallahassee, FL | AdvisorFinder