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David Reynolds Tracey

Investment Adviser Representative at PATHWAY FINANCIAL ADVISERS, LLC

Auburn, INCRD #5222875Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IndianaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2009
Series 7
General Securities Representative Examination
Passed 6/19/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0000.80%
Next $500,0000.60%
Next $1,000,0000.40%
Over $2,000,0000.20%
Source

Pathway Financial Advisers, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PATHWAY FINANCIAL ADVISERS, LLCCurrent
12/13/2017Auburn, IN
PRIMEVEST FINANCIAL SERVICES, INC.
9/21/20097/3/2012Fort Wayne, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PATHWAY FINANCIAL ADVISERS, LLC

5 other advisors in the directory

View PATHWAY FINANCIAL ADVISERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Reynolds Tracey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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