AdFi
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David Richard Ford

Investment Adviser Representative at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.

SAN LUIS OBISPO, CACRD #2965164Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
3 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaIllinoisNevada
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/12/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/1998
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/7/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/12/1999
Series 7
General Securities Representative Examination
Passed 11/23/1998
Series 52
Municipal Securities Representative Examination
Passed 7/21/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $1,000,0000.90%
Over $1,000,0000.70%
Over $2,000,0000.60%
Over $5,000,0000.40%
Source

BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLAKESLEE AND BLAKESLEE INC.Current
1/6/2025SAN LUIS OBISPO, CA
AMERICAN CENTURY INVESTMENT SERVICES INC.
8/9/20057/8/2013KANSAS CITY, MO
CAPITAL CLIENT GROUP, INC.
7/9/20131/3/2025LOS ANGELES, CA
MORGAN STANLEY DW INC.
7/6/199910/10/2001PURCHASE, NY
OLDE DISCOUNT CORPORATION
7/27/19986/2/1999DETROIT, MI
DAVIS DISTRIBUTORS, LLC
10/5/200110/16/2003TUCSON, AZ
FEDERATED SECURITIES CORP.
10/20/20037/14/2005PITTSBURGH, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Richard Ford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Richard Ford - Financial Advisor in SAN LUIS OBISPO, CA | AdvisorFinder