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Sam Norman Blakeslee

Investment Adviser Representative at BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.

SAN LUIS OBISPO, CACRD #2575749Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/28/1995
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 3/29/2010
Series 24
General Securities Principal Examination
Passed 5/22/1997
Series 52TO
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/30/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $1,000,0000.90%
Over $1,000,0000.70%
Over $2,000,0000.60%
Over $5,000,0000.40%
Source

BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLAKESLEE AND BLAKESLEE INC.Current
3/31/1995Orcutt, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sam Norman Blakeslee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.