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David Scott Weinerman

Investment Adviser Representative at SUMMIT FINANCIAL, LLC

Parsippany, NJCRD #1711883Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
14 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaConnecticutFloridaGeorgiaMarylandNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/9/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 11/10/1987
Series 72
Government Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 7/21/1999
Series 7
General Securities Representative Examination
Passed 10/17/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Summit Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT FINANCIAL, LLCCurrent
4/1/2021Parsippany, NJ
MORGAN STANLEY
6/1/20094/22/2021Florham Park, NJ
CITIGROUP GLOBAL MARKETS INC.
5/8/20026/1/2009Florham Park, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Scott Weinerman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

David Scott Weinerman - Financial Advisor in Parsippany, NJ | AdvisorFinder