Derek Bradley Carter
Investment Adviser Representative at ESI FINANCIAL ADVISORS
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $1 to $1,000,000 | 1.00% |
| $1,000,001 to $2,500,000 | 0.75% |
| $2,500,001 to $4,999,999 | 0.60% |
| $5,000,000 to $10,000,000 | 0.50% |
| $10,000,001 or more | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
ESI Financial Advisors Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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