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Diana Gabriela Meyers

Investment Adviser Representative at RBC Capital Markets, LLC

Tacoma, WACRD #6154132Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Diana Gabriela Meyers is an investment adviser representative with RBC Capital Markets, LLC in Tacoma, WA, where they have been registered since 2026. They have worked in the securities industry since 2015 and have been registered with 3 firms, including UBS Financial Services Inc. and Charles Schwab & Co., Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.

Office

1201 Pacific Ave., Suite 1500
Tacoma, WA 98402-4322

Advisors at this office: 11

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Washington
Broker:
1 state or territory

Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/10/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 1/21/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/23/2013
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 3/29/2017
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/12/2016

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RBC Capital Markets, LLCCurrent
7/13/2026 – Tacoma, WA
UBS Financial Services Inc.
4/28/2026 – 7/9/2026Bellevue, WA
UBS Financial Services Inc.
8/10/2017 – 3/28/2025Puyallup, WA
Charles Schwab & Co., Inc.
12/10/2014 – 6/30/2017Seattle, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Charles Schwab & Co., Inc.
    Nov 2014 – Jun 2017Seattle, WA
  2. Charles Schwab BANK
    Feb 2015 – Jun 2017Seattle, WA
  3. UBS Financial Services Inc.
    Jul 2017 – Jul 2026Bellevue, WA
  4. RBC Capital Markets, LLC
    Jul 2026 – no end date reportedSeattle, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RBC Capital Markets, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement Plan Rollovers, Retirement Income Planning, Portfolio Management, Estate Planning Services, Education Funding, Company Stock Option Planning, and Tax-Exempt Municipal Bonds.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningPortfolio ManagementEstate PlanningEducation FundingStock Option PlanningMunicipal BondsWealth Management

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,804
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-13059

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at RBC Capital Markets, LLC

Showing 12 of 3,804 in the directory

View RBC Capital Markets, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Diana Gabriela Meyers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Diana Gabriela Meyers (RBC Capital Markets) | AdvisorFinder