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Dirk Duff Ockerlander

Investment Adviser Representative at NICOLET WEALTH MANAGEMENT

Iowa City, IACRD #2642024Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
22 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIdahoIllinoisIndianaIowaMassachusettsMichiganMinnesotaMissouriNebraskaOhioOklahomaPennsylvaniaSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/9/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 7/18/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.006
Source

Nicolet Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NICOLET WEALTH MANAGEMENTCurrent
4/17/2026Iowa City, IA
LPL FINANCIAL LLC
9/10/20084/27/2026North Liberty, IA
TIAA-CREF ADVICE AND PLANNING SERVICES
1/28/20089/4/2008Ann Arbor, MI
STRATEGIC ADVISERS, INC.
4/4/200112/14/2006Brookfield, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dirk Duff Ockerlander has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dirk Duff Ockerlander - Financial Advisor in Iowa City, IA | AdvisorFinder