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Henry C Pfeifer

Investment Adviser Representative at NICOLET WEALTH MANAGEMENT

Petoskey, MICRD #7036629Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MichiganWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/1/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 4/24/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/21/2019
SIE
Securities Industry Essentials Examination
Passed 11/7/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.006
Source

Nicolet Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NICOLET WEALTH MANAGEMENTCurrent
6/28/2023Petoskey, MI
FIFTH THIRD SECURITIES, INC.
8/1/201912/10/2021Petoskey, MI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Henry C Pfeifer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Henry C Pfeifer - Financial Advisor in Petoskey, MI | AdvisorFinder