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Dominic Julio Baldini

Investment Adviser Representative at EMERSON EQUITY LLC

San Mateo, CACRD #3082081Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
28 states
Exams Passed
14

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dominic Julio Baldini has worked in the securities industry since 1999. They are registered to provide investment advisory services in 28 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIdahoIllinoisIndianaLouisianaMarylandMassachusettsNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonSouth CarolinaTexasUtahVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/3/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 10/30/1998
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 1/10/2000
Series 7
General Securities Representative Examination
Passed 8/31/1998
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 8/12/1999
Series 4
Registered Options Principal Examination
Passed 4/22/1999
Series 53
Municipal Securities Principal Examination
Passed 1/29/1999
Series 27
Financial and Operations Principal Examination
Passed 9/30/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
3/5/2004San Mateo, CA
SHARESPOST FINANCIAL CORPORATION
6/16/20111/4/2016San Francisco, CA
PACIFIC COAST SECURITIES LLC
5/30/20014/26/2004Astoria, NY
GOLDEN TRIANGLE SECURITIES LLC
3/11/19992/1/2001Carmel, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dominic Julio Baldini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dominic Julio Baldini - Financial Advisor in San Mateo, CA | AdvisorFinder