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Howard Davis

Investment Adviser Representative at EMERSON EQUITY LLC

Woodland Hills, CACRD #1782118Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
2 states
Exams Passed
12

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Howard Davis has worked in the securities industry since 1988. They are registered to provide investment advisory services in California and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/15/1988
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/12/1988
Series 22
Direct Participation Programs Representative Examination
Passed 12/3/1987
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 11/14/1988
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 6/7/1988
Series 39
Direct Participation Programs Principal Examination
Passed 1/19/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
12/3/2021Woodland Hills, CA
CL WEALTH MANAGEMENT LLC
1/12/20153/2/2020New York, NY
SANDLAPPER WEALTH MANAGEMENT, LLC
8/23/20139/15/2014Calabasas, CA
FINANCIAL WEST GROUP
9/20/20117/26/2013San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERSON EQUITY LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Howard Davis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Howard Davis - Financial Advisor in Woodland Hills, CA | AdvisorFinder