EE
EMERSON EQUITY LLC
SEC RegisteredAlways Emerson Equity.
SAN MATEO, CAhttps://emersonequity.com650-312-0200
Assets Under Management
$100M–$500M
Year Founded
2003
Employees
343
Office Locations
10 offices
Total Accounts
682
About the firm
Founded in 2003, Emerson Equity is a full-service brokerage firm dedicated to remaining nimble and flexible in order to fully focus on the needs of its clients. The firm provides a broad range of carefully-vetted investment offerings coupled with highly-focused, personalized attention, and inception-to-closing managing broker dealer services. Emerson Equity has approximately 250 investment professionals in locations across the country and is a member of FINRA and SIPC, as well as a registered Investment Advisor.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Areas of expertise
Investment AdvisoryBrokeragePrivate PlacementsAlternative InvestmentsManaging Broker DealerAnnuitiesLife InsuranceSecondary TransactionsBoutique Investment Firm
Services
Investment advisory, traditional brokerage, annuities and life insurance, private placements, secondary transactions, alternative investments and other private placements, and inception-to-closing private placement platform (managing broker dealer services) for sponsor companies.
Who they serve
High net worth individuals, institutional investors, and sponsor companies that bring private placement offerings to market.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 518 | $185M |
| High Net Worth Individuals | 102 | $129M |
100 total clients reported on Form ADV.
Leadership
Dominic Julio Baldini
MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP
Timothy Evan Sullivan
DIRECT OWNER IN OCEANIC PARTNERS, INC.
Jaclyn Deanne Strife
DIRECT OWNER IN OCEANIC PARTNERS, INC.
Office locations
10 offices in 3 states
CA
SAN MATEOHQ
CA
LA JOLLA
CA
WOODLAND HILLS
OH
DELAWARE
CA
IRVINE
CA
APTOS
NV
RENO
CA
AGOURA HILLS
CA
LOS GATOS
CA
ROLLING HILLS
Advisors at this firm
Showing 100 of 122
Joseph Fares Abbud
Investment Adviser Representative
Ross Charles Bonifield
Investment Adviser Representative
Erick Baer
Investment Adviser Representative
Andrew Courtice Bagnall
Investment Adviser Representative
Dominic Julio Baldini
Investment Adviser Representative
Milan Mandaric Baldini
Investment Adviser Representative
Melissa Mary Barall
Investment Adviser Representative
Benjamin Paul Barbour
Investment Adviser Representative
Coleman Anthony Benson
Investment Adviser Representative
James Edward Bey
Investment Adviser Representative
Cristian Bianchi
Investment Adviser Representative
Richard Andrew Borba
Investment Adviser Representative
Darrach Michael Bourke
Investment Adviser Representative
Michael Anthony Bristow
Investment Adviser Representative
Nathan Brite
Investment Adviser Representative
Zack Steven Brough
Investment Adviser Representative
Gabriel D Candea
Investment Adviser Representative
Joshua David Chapin
Investment Adviser Representative
Hardit Narayan Chaudhary
Investment Adviser Representative
Ernesto A. Chavez
Investment Adviser Representative
Wen Che
Investment Adviser Representative
Yi Ping Chou
Investment Adviser Representative
Jared Michael Cohen
Investment Adviser Representative
Kristian Daniel Colvin
Investment Adviser Representative
Todd Nathan Condiff
Investment Adviser Representative
Matthew David Copley
Investment Adviser Representative
Bradley Owen Davidson
Investment Adviser Representative
Howard Davis
Investment Adviser Representative
Tien Hoang Dinh
Investment Adviser Representative
Arthur Lawrence Dinkin
Investment Adviser Representative
Niles Emerick
Investment Adviser Representative
Bryce Brenner Emo
Investment Adviser Representative
John Jason Ferneau
Investment Adviser Representative
Ryan David Finch
Investment Adviser Representative
Kody Scott Fairfield
Investment Adviser Representative
Phillip Falk
Investment Adviser Representative
Matthew Joseph Franchina
Investment Adviser Representative
Steven Edward Germany
Investment Adviser Representative
Michael James Ghirardo
Investment Adviser Representative
Craig M Gougis
Investment Adviser Representative
Zhi Ying Guan
Investment Adviser Representative
James Martin Hickey
Investment Adviser Representative
Erik R Holt
Investment Adviser Representative
Enrique Hernandez
Investment Adviser Representative
Kevin Jon Hickam
Investment Adviser Representative
John Edward Hoffman
Investment Adviser Representative
Sean Holland
Investment Adviser Representative
Kevin Francis Hughes
Investment Adviser Representative
Lance Shigeo Ichikawa
Investment Adviser Representative
Conner Edward Jackson
Investment Adviser Representative
Forrest James
Investment Adviser Representative
Kevin Haig James
Investment Adviser Representative
Patrick T Jarrell
Investment Adviser Representative
Frederick Samuel Joyce, Jr.
Investment Adviser Representative
Daniel M King
Investment Adviser Representative
Renata Lance
Investment Adviser Representative
Matthew Peter Larson
Investment Adviser Representative
John Paul Ledesma
Investment Adviser Representative
Michael Jeffrey Lewis
Investment Adviser Representative
Helen Hsi-Shan Lin
Investment Adviser Representative
Maxwell Joseph Luria
Investment Adviser Representative
Germaine Ma
Investment Adviser Representative
Stephen Philip Mark
Investment Adviser Representative
Mathew Alex Mellier
Investment Adviser Representative
Christopher Thomas Miller
Investment Adviser Representative
Kevin C Moody
Investment Adviser Representative
Kathleen Frances Morrissey
Investment Adviser Representative
Robin Tom Naylor
Investment Adviser Representative
Jillian Claire Nel
Investment Adviser Representative
Matthew J Nielsen
Investment Adviser Representative
Henry Joseph O'Brien
Investment Adviser Representative
Brian Joseph Perkins
Investment Adviser Representative
Sagar Parikh
Investment Adviser Representative
Rikin Kaushik Patel
Investment Adviser Representative
Sejal Patel
Investment Adviser Representative
Daniel Simon Pikula
Investment Adviser Representative
Daniel Edward Pisenti
Investment Adviser Representative
Peter T Po
Investment Adviser Representative
Ionatan Pop
Investment Adviser Representative
Gregory Jonathan Ritter
Investment Adviser Representative
Daniel James Reeves
Investment Adviser Representative
Andrew Thomas Roberson
Investment Adviser Representative
Christopher Glenn Rogers
Investment Adviser Representative
Zachary D Ross
Investment Adviser Representative
Nathaniel Joseph Russell
Investment Adviser Representative
Ethan Russman
Investment Adviser Representative
Matthew John Shiveley
Investment Adviser Representative
William Kendrick Sneckner Jr.
Investment Adviser Representative
Mitchell Lawrence Sands
Investment Adviser Representative
Gregory Atkins Scott
Investment Adviser Representative
Maximillian Bradley Shaulis
Investment Adviser Representative
Ryan Jonathan Sherer
Investment Adviser Representative
Timothy John Sherer
Investment Adviser Representative
Adam Ross Shipley
Investment Adviser Representative
Benjamin Scott Smith
Investment Adviser Representative
George Wallace Smith
Investment Adviser Representative
Jason Smith III
Investment Adviser Representative
Logan Taylor Smith
Investment Adviser Representative
Sean Kristian Snyder
Investment Adviser Representative
Alexander Staverosky
Investment Adviser Representative
Regulatory & compliance
CRD number
#130032
SEC Number
801-120835
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Data as of April 8, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
emersonequity.comPhone
650-312-0200Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. EMERSON EQUITY LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.