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Don Ross Martin

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Westlake Village, CACRD #4013469Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Don Ross Martin has worked in the securities industry since 2001. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/1/1999
Series 7
General Securities Representative Examination
Passed 9/29/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
9/2/2021Westlake Village, CA
CARRINGTON ADVISORS, LLC
3/17/20218/31/2021Westlake Village, CA
REGAL INVESTMENT ADVISORS LLC
11/26/20134/1/2021Westlake Village, CA
ONYX WEALTH ADVISORS, INC.
9/2/201112/31/2013Chatsworth, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/23/20099/8/2011Encino, CA
BANC OF AMERICA INVESTMENT SERVICES, INC.
4/23/200410/23/2009Westlake Village, CA
WELLS FARGO INVESTMENTS, LLC
5/15/20014/30/2004Northridge, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Don Ross Martin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Don Ross Martin - Financial Advisor in Westlake Village, CA | AdvisorFinder