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Dwayne Anthony Hall

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Boston, MACRD #4587184Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
10 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dwayne Anthony Hall has worked in the securities industry since 2002. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaConnecticutFloridaMassachusettsNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/9/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
4/22/2014Boston, MA
AMERIPRISE FINANCIAL SERVICES, INC.
11/15/20023/7/2014Charlestown, MA
IDS LIFE INSURANCE COMPANY
11/15/20027/3/2006Minneapolis, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dwayne Anthony Hall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Dwayne Anthony Hall - Financial Advisor in Boston, MA | AdvisorFinder