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Daniel Francis Moran

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Boston, MACRD #4602692Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
15 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
ArizonaDistrict of ColumbiaFloridaGeorgiaMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandTennesseeTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/12/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/1/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/6/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
11/18/2013Boston, MA
UBS FINANCIAL SERVICES INC.
5/18/201011/25/2013Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Francis Moran has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Daniel Francis Moran - Financial Advisor in Boston, MA | AdvisorFinder