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Edward Charles Hogan III

Investment Adviser Representative at SPC

Plymouth Meeting, PACRD #5441117Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Edward Charles Hogan III is an investment adviser representative with SPC in Plymouth Meeting, PA, where they have been registered since 2008. They have worked in the securities industry since 2007 and were previously registered with MML Investors Services, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey and Pennsylvania.

Office

4066 Butler Pike
Plymouth Meeting, PA 19462

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey, Pennsylvania
Broker:
6 states and territories

Delaware, Florida, Georgia, Idaho, New Jersey, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/15/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 3/31/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/11/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

SPCCurrent
10/17/2008 – Plymouth Meeting, PA
MML Investors Services, Inc.
12/12/2007 – 10/22/2008Marlton, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Massmutual LIFE Insurance Company
    Oct 2007 – no end date reportedMarlton, NJ
  2. Parkland Securities
    Aug 2014 – no end date reportedAnn Arbor, MI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About SPC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm account minimum
$5,500 (waivable)
Firm's annual rate schedule by assets
  • First $500,0002.50%
  • $500,001 - $750,0001.75%
  • $750,001 - $1,000,0001.50%
  • Greater than $1,000,0001.25%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
473
Offices listed on AdvisorFinder:
24
Main office:
Ann Arbor, MI
SEC file number:
801-20404

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 7, 2026

View full firm profile

Other advisors at SPC

Showing 12 of 473 in the directory

View SPC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward Charles Hogan III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Edward Charles Hogan III (SPC) - Fees & Credentials