Brian Dennis Darling
Investment Adviser Representative at SPC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Dennis Darling is an investment adviser representative with SPC in Plymouth Meeting, PA, where they have been registered since 2024. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Citizens Securities, Inc. and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
- Broker:
13 states and territories
Alabama, California, Delaware, Florida, Georgia, Illinois, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MML Investors Services, LLCFeb 2022 – May 2022Vienna, VA
- MASS Mutual Insurance CompanyAug 2021 – May 2022Vienna, VA
- Moravian CollegeAug 2016 – Jun 2017Bethlehem, PA
- WalmartJun 2017 – Aug 2017Massaponax, VA
- Moravian CollegeAug 2017 – Dec 2017Bethlehem, PA
- Ringleader, Inc.Dec 2018 – Feb 2019Fredericksburg, VA
- Moravian CollegeJan 2018 – Jun 2018Bethlehem, PA
- Altitude MarketingJun 2019 – Aug 2020Emmaus, PA
- ADP, Inc.Aug 2020 – Aug 2021Allentown, PA
- WalmartDec 2017 – Jan 2018Massaponax, VA
- WalmartJun 2018 – Aug 2018Massaponax, VA
- Moravian CollegeAug 2018 – Dec 2018Bethlehem, PA
- Moravian CollegeFeb 2019 – Jun 2019Bethlehem, PA
- Equitable Advisors, LLCMay 2022 – Jun 2023New York, NY
- Ringleader, IncMay 2022 – Jul 2023Fredericksburg, VA
- Citizens Securities, INCAug 2023 – Jul 2024Westwood, MA
- Citizens Bank, N/AAug 2023 – Jul 2024Philadelphia, PA
- Parkland Securities, LLCJul 2024 – no end date reportedAnn Arbor, MI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SPC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $5,500 (waivable)
- First $500,0002.50%
- $500,001 - $750,0001.75%
- $750,001 - $1,000,0001.50%
- Greater than $1,000,0001.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 473
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Ann Arbor, MI
- SEC file number:
- 801-20404
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 7, 2026
View full firm profileOther advisors at SPC
Showing 12 of 473 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Dennis Darling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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