AdFi
EJ

Edward James Murphy III

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Portland, ORCRD #1345333Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
28 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
AlaskaArizonaCaliforniaColoradoFloridaHawaiiIdahoIllinoisIowaMarylandMassachusettsMichiganMissouriMontanaNew HampshireNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/11/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 4/20/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/4/1991
Series 7
General Securities Representative Examination
Passed 4/19/1986
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/26/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
1/11/2016Portland, OR
RBC CAPITAL MARKETS, LLCCurrent
10/29/2015Portland, OR
UBS FINANCIAL SERVICES INC.
1/28/199511/17/2015Portland, OR
KIDDER, PEABODY & CO. INCORPORATED
3/17/19871/28/1995New York, NY
DARNALL, KEMNA & CO., INC.
2/19/19863/16/1988
FIRST INVESTORS CORPORATION
2/27/19852/26/1986

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edward James Murphy III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Edward James Murphy III - Financial Advisor in Portland, OR | AdvisorFinder