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Edwin Ambrose Day

Investment Adviser Representative at KCD FINANCIAL, INC.

Bellevue, WACRD #2469775Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
10 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Edwin Ambrose Day has worked in the securities industry since 1994. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 10 states
CaliforniaColoradoIdahoMarylandMontanaNew MexicoNew YorkNorth CarolinaVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/14/2025
Series 65
Uniform Investment Adviser Law Examination
Passed 1/29/1996
Series 82
Limited Representative-Private Securities Offerings
Passed 7/7/2025
SIE
Securities Industry Essentials Examination
Passed 5/1/2025
Series 62
Corporate Securities Limited Representative Examination
Passed 10/1/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/20/1994
Series 22
Direct Participation Programs Representative Examination
Passed 4/8/1994
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 10/5/2012
Series 39
Direct Participation Programs Principal Examination
Passed 8/20/1998
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/20/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $100,0002.50%
$100,000 to $500,0001.50%
$500,000 to $1,000,0000.75%
Above $1,000,0000.50%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

KCD Financial, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KCD FINANCIAL, INC.Current
7/7/2025Bellevue, WA
KCD FINANCIAL, INC.Current
12/27/2018Bellevue, WA
HERITAGE BENEFITS INVESTMENT MANAGEMENT, LLC
6/30/200512/24/2018Bellevue, WV
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
3/28/200512/31/2005Fairfield, IA
CAMBRIDGE INVESTMENT RESERARCH, INC.
11/2/20013/28/2005Bellevue, WA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Edwin Ambrose Day has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Edwin Ambrose Day - Financial Advisor in Bellevue, WA | AdvisorFinder