KCD FINANCIAL, INC.
SEC RegisteredInvesting in Integrity, Independence, and you.
About the firm
From its conception in 2003, KCD Financial has provided representatives with the tools needed to succeed while prioritizing their growth and independence. As an independently-owned broker-dealer and registered investment advisor, KCD Financial proudly serves independent financial planners nationwide.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Brokerage and advisory services for independent financial representatives, including one-on-one support, guidance, and tools to help representatives succeed and grow.
Who they serve
Independent financial planners and representatives nationwide.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,235 | $138M |
| High Net Worth Individuals | 22 | $64M |
75 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
39 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $100,000 | 2.50% |
| $100,000 to $500,000 | 1.50% |
| $500,000 to $1,000,000 | 0.75% |
| Above $1,000,000 | 0.50% |
Data as of March 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KCD FINANCIAL, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.