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Eileen Marie Fannon

Investment Adviser Representative at KOVACK ADVISORS, INC.

Marietta, GACRD #4534618Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
15 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaFloridaGeorgiaIndianaMississippiMontanaNebraskaNew JerseyNew MexicoNorth CarolinaOhioOregonPennsylvaniaTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/22/2002
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/17/2002
Series 27
Financial and Operations Principal Examination
Passed 11/25/2003
Series 24
General Securities Principal Examination
Passed 10/11/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.029
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kovack Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KOVACK ADVISORS, INC.Current
1/2/2015Marietta, GA
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
1/2/200812/31/2014Marietta, GA
RESOURCE HORIZONS GROUP, L.L.C.
6/6/200612/31/2007Marietta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eileen Marie Fannon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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