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Michael Jeffrey Connor

Investment Adviser Representative at Bankers LIFE Advisory Services, Inc.

Newark, DECRD #4677683Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Jeffrey Connor is an investment adviser representative with Bankers LIFE Advisory Services, Inc. in Newark, DE, where they have been registered since 2016. They have worked in the securities industry since 2004 and have been registered with 6 firms, including Investment Advisors and Commonwealth Financial Network. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Delaware, Michigan, and North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Delaware, Michigan, North Carolina
Broker:
10 states and territories

Delaware, Florida, Maryland, Michigan, New Jersey, Pennsylvania, South Carolina, Texas, Virginia, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/21/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 2/5/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/3/2003
Series 24
General Securities Principal Examination
Passed 3/3/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Bankers LIFE Advisory Services, Inc.Current
7/5/2016 – Newark, DE
Investment Advisors
8/3/2015 – 5/27/2016Newark, DE
Commonwealth Financial Network
1/5/2015 – 8/3/2015Greenville, DE
Invest Financial Corporation
10/29/2012 – 1/6/2015Newark, DE
Transamerica Financial Advisors, Inc.
2/16/2011 – 11/16/2012New Castle, DE
Directed Services LLC
9/22/2009 – 11/30/2010West Chester, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Bankers LIFE
    Aug 2015 – no end date reportedNewark, DE
  2. Bankers LIFE Securities, Inc.
    May 2016 – no end date reportedNewark, DE
  3. Bankers Life Advisory Services
    Jul 2016 – no end date reportedNewark, DE

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Bankers LIFE Advisory Services, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other
Firm's annual rate schedule by assets
  • Greater than $4 million0.30%
  • $2 million to $4 million0.40%
  • $1 million to $2 million0.50%
  • $1 million and below1.25%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Fee-based investment management including Professional Third-Party Portfolio Management and Trading, Portfolio Rebalancing, Annual Asset Based Management Fee Structure, Fiduciary Standard of Care, and Quarterly Performance Reporting.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Fee-based Investment ManagementThird-party Model PortfoliosPortfolio RebalancingFiduciary StandardWealth ManagementRetirement PlanningSEC-registered Investment Advisor

Client types the firm serves

IndividualsHigh Net WorthPension/Profit Sharing

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
533
Offices listed on AdvisorFinder:
26
Main office:
Chicago, IL
SEC file number:
801-106953

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Jeffrey Connor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Michael Jeffrey Connor (Bankers LIFE Advisory Services)