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Elizabeth Anne Windisch

Investment Adviser Representative at MAIA WEALTH

Denver, COCRD #4758583Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Elizabeth Anne Windisch has worked in the securities industry since 2004. They have passed the Series 66, 31, and 7 examinations. They are registered to provide investment advisory services in Colorado.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/17/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/10/2006
Series 7
General Securities Representative Examination
Passed 3/1/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

MAIA Wealth Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAIA WEALTHCurrent
12/1/2025Denver, CO
GPS WEALTH STRATEGIES GROUP, LLC
3/26/201812/1/2025Denver, CO
UNITED CAPITAL FINANCIAL ADVISERS
9/12/20133/7/2018Highlands Ranch, CO
WEDBUSH SECURITIES INC.
10/4/20106/13/2013Denver, CO
NPB FINANCIAL GROUP, LLC
2/9/20109/21/2010Greenwood Village, CO
WORLD EQUITY GROUP, INC.
2/25/20091/12/2010Chicago, IL
FIFTH THIRD SECURITIES, INC.
10/31/20072/20/2009Chicago, IL
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10/4/20069/25/2007Chicago, IL
VALIC FINANCIAL ADVISORS, INC.
4/14/20048/29/2006Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elizabeth Anne Windisch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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