Elizabeth Connor
Investment Adviser Representative at RFG Advisory, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Elizabeth Connor is an investment adviser representative with RFG Advisory, LLC in Tempe, AZ, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Vanguard Advisers, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Alabama, Arizona, and Texas.
Registrations & licenses
- Investment adviser:
- Alabama, Arizona, Texas
- Broker:
2 states and territories
Alabama, Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Vanguard Group, Inc.Apr 2017 – Jan 2024Scottsdale, AZ
- RegusAug 2016 – Feb 2017Scottsdale, AZ
- Cetera Wealth Services, LLCJan 2024 – Jul 2025El Segundo, CA
- Cetera Advisors LLCJan 2024 – Jul 2025Greenwood Village, CO
- Cetera Financial Specialists LLCJan 2024 – Jul 2025Schaumburg, IL
- Cetera Investment Services LLCJan 2024 – Jul 2025St Cloud, MN
- Cetera Investment Advisors LLCJan 2024 – Jul 2025Tempe, AZ
- Avantax Investment Services IncOct 2024 – Jul 2025Dallas, TX
- Private Client ServicesJul 2025 – no end date reportedBirmingham, AL
- RFG Advisory LLCJul 2025 – no end date reportedVestavia Hills, AL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RFG Advisory, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0235
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 178
- Offices listed on AdvisorFinder:
- 49
- Main office:
- Vestavia Hills, AL
- SEC file number:
- 801-79153
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at RFG Advisory, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Elizabeth Connor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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