Emilio Enrique Rivera

Investment Adviser Representative at FORTIS CAPITAL ADVISORS, LLC

Prairie Village, KSCRD #4258690Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

25 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 3 states

FloridaNew JerseyNew York

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 11/10/2009

Series 63

Uniform Securities Agent State Law Examination

Passed 2/21/2001

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 3/24/2012

Series 51

Municipal Fund Securities Principal Examination

Passed 8/19/2010

Series 24

General Securities Principal Examination

Passed 4/27/2007

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 1/17/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.025

Source

FORTIS CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE LEADERS GROUP, INC.Current

2/25/2026 – SUMMIT, NJ

MONY SECURITIES CORPORATION

7/8/2002 – 7/3/2003NEW YORK, NY

CHASE INVESTMENT SERVICES CORP.

7/27/2006 – 10/1/2012BROOKLYN, NY

METLIFE SECURITIES INC.

5/24/2001 – 7/10/2002SPRINGFIELD, MA

METROPOLITAN LIFE INSURANCE COMPANY

5/24/2001 – 7/10/2002NEW YORK, NY

MML INVESTORS SERVICES, LLC

5/20/2019 – 7/19/2024New York, NY

AXA ADVISORS, LLC

5/12/2015 – 1/18/2017EDISON, NJ

JOSEPHTHAL & CO., INC.

2/7/2001 – 4/30/2001NEW YORK, NY

NYLIFE SECURITIES LLC

2/3/2017 – 5/24/2019NEW YORK, NY

SANTANDER SECURITIES LLC

11/20/2012 – 4/1/2015New York, NY

METLIFE SECURITIES INC.

10/28/2003 – 7/21/2006STATEN ISLAND, NY

METROPOLITAN LIFE INSURANCE COMPANY

10/28/2003 – 7/21/2006STATEN ISLAND, NY

J.P. MORGAN SECURITIES LLC

10/1/2012 – 11/16/2012BROOKLYN, NY

ROBB PECK MCCOOEY CLEARING CORPORATION

1/18/2001 – 2/9/2001NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Emilio Enrique Rivera has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.