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Eric Patrick Drake

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Westport, CTCRD #5239443Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
19 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaArkansasCaliforniaConnecticutFloridaIdahoIndianaKansasMassachusettsMichiganNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaSouth CarolinaTennesseeTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/6/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/8/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
10/18/2024Westport, CT
RBC CAPITAL MARKETS, LLCCurrent
10/18/2024Ridgefield, CT
MORGAN STANLEY
7/20/201711/1/2024Westport, CT
WELLS FARGO CLEARING SERVICES, LLC
5/4/20127/24/2017Westport, CT
CHASE INVESTMENT SERVICES CORP.
6/21/20105/4/2012New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/19/20096/10/2010New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/8/20092/12/2009New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Patrick Drake has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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