Eric Ray Francis
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Eric Ray Francis is an investment adviser representative with Vanguard Advisers, Inc. in Plano, TX, where they have been registered since 2022. They have worked in the securities industry since 2009 and have been registered with 4 firms, including Morgan Stanley and Dentist Advisors. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.
Office
Advisors at this office: 99
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
- Broker:
2 states and territories
Arizona, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., Inc.Oct 2016 – Dec 2018Salt Lake City, UT
- Charles Schwab BANKOct 2016 – Dec 2018Salt Lake City, UT
- Dentist AdvisorsJan 2019 – Jan 2019South Jordan, UT
- Morgan StanleyJan 2021 – Feb 2022Dallas, TX
- Francis Realty GroupFeb 2019 – Sep 2019South Jordan, UT
- Morgan Stanley Services Group Inc.Oct 2019 – Dec 2020South Jordan, UT
- THE Vanguard Group, Inc.Feb 2022 – no end date reportedMalvern, PA
- Mariah Francis Photography, LLCMar 2022 – Mar 2023Frisco, TX
- Vanguard Marketing CorporationFeb 2022 – no end date reportedMalvern, PA
- Vanguard Advisers, Inc.Feb 2022 – no end date reportedMalvern, PA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
Showing 12 of 2,379 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Ray Francis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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