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Eric Rogers Gaddy

Investment Adviser Representative at ALPHASTAR CAPITAL MANAGEMENT

Boiling Springs, SCCRD #2338947Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
South Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/7/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/1993
SIE
Securities Industry Essentials Examination
Passed 12/31/2017
Series 31
Futures Managed Funds Examination
Passed 10/10/1994
Series 7
General Securities Representative Examination
Passed 6/26/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Source

Alphastar Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHASTAR CAPITAL MANAGEMENTCurrent
4/13/2021Boiling Springs, SC
SHANKLAND FINANCIAL ADVISORS, LLC
9/16/20194/15/2021Hendersonville, NC
INTEGRATED FINANCIAL STRATEGIES, LLC
1/10/20199/5/2019Asheville, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
9/8/201012/31/2017Sylva, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
5/2/20057/21/2010Asheville, NC
RBC DAIN RAUSCHER INC.
10/13/20035/9/2005Ashville, NC
FIRST CITIZENS INVESTOR SERVICES, INC.
5/13/199910/20/2003Waynesville, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Rogers Gaddy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric Rogers Gaddy - Financial Advisor in Boiling Springs, SC | AdvisorFinder