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Eric Shell

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Paramus, NJCRD #4190871Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
17 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaCaliforniaColoradoConnecticutFloridaGeorgiaMarylandMassachusettsMichiganNevadaNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/20/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 7/31/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/24/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
7/22/2020Paramus, NJ
RBC CAPITAL MARKETS, LLCCurrent
10/9/2009Glen Rock, NJ
J. B. HANAUER & CO.
2/16/200510/9/2009Parsippany, NJ
BERGEN CAPITAL, INC.
8/20/200412/8/2004Hasbrouck Heights, NJ
THE GMS GROUP, LLC
5/7/20028/24/2004East Hanover, NJ
LEGEND SECURITIES, INC.
4/2/20025/8/2002New York, NY
EHRENKRANTZ KING NUSSBAUM, INC.
2/19/20023/27/2002Melville, NY
PHD CAPITAL
1/22/20022/19/2002New York, NY
UBS PAINEWEBBER INC.
9/17/200112/20/2001Weehawken, NJ
METLIFE SECURITIES INC.
7/27/200110/16/2001Springfield, MA
METROPOLITAN LIFE INSURANCE COMPANY
7/27/200110/16/2001New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Shell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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