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Eric Wrisley

Investment Adviser Representative at LPL Financial LLC

Agawam, MACRD #6573852Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric Wrisley is an investment adviser representative with LPL Financial LLC in Agawam, MA, where they have been registered since 2024. They have worked in the securities industry since 2018 and were previously registered with Cambridge Investment Research Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Alabama, Massachusetts, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Alabama, Massachusetts, Texas
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/12/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 12/8/2015
SIE
Securities Industry Essentials Examination
Passed 4/3/2018
Series 7
General Securities Representative Examination
Passed 12/1/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
3/14/2024 – Agawam, MA
LPL Financial LLCCurrent
3/14/2024 – Agawam, MA
Cambridge Investment Research Advisors, Inc.
10/17/2023 – 3/18/2024Holyoke, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fidelity Brokerage Services LLC
    Oct 2015 – Apr 2018Framingham, MA
  2. MassMutual
    Mar 2019 – Feb 2020Springfield, MA
  3. MML Investors Services, LLC
    Mar 2019 – Sep 2020Springfield, MA
  4. Fidelity Investments
    May 2016 – Mar 2018Framingham, MA
  5. Unemployed
    Mar 2018 – May 2018Agawam, MA
  6. Private Capital Group LLC
    May 2018 – Dec 2018West Hartford, CT
  7. Unemployed
    Dec 2018 – Mar 2019Agawam, MA
  8. MML Investors Services, LLC
    Mar 2021 – Mar 2023Stamford, CT
  9. Mass Mutual Life Insurance Company
    Oct 2021 – Mar 2023Stamford, CT
  10. Lenox Advisors
    Mar 2021 – Apr 2023Stamford, CT
  11. Unemployed
    Sep 2020 – Mar 2021Agawam, MA
  12. Cambridge Investment Research, Inc.
    Jul 2023 – Mar 2024Fairfield, IA
  13. Cambridge Investment Research Advisors Inc.
    Oct 2023 – Mar 2024Fairfield, IA
  14. LPL Financial LLC
    Mar 2024 – no end date reportedTrussville, AL
  15. Unemployed
    Apr 2023 – Jul 2023Agawam, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric Wrisley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Eric Wrisley (LPL Financial) - Fees & Credentials