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Erica Leigh Dunbar

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Atlanta, GACRD #4816732Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
53 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/28/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 8/25/2004
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/23/2004
Series 24
General Securities Principal Examination
Passed 9/14/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
2/21/2025Atlanta, GA
OSAIC WEALTH, INC.Current
8/23/2024Atlanta, GA
TRIAD ADVISORS, LLC
9/8/20218/23/2024Atlanta, GA
FSC SECURITIES CORPORATION
2/14/201911/22/2022Wesley Chapel, FL
ROYAL ALLIANCE ASSOCIATES, INC.
2/14/201911/22/2022Wesley Chapel, FL
WOODBURY FINANCIAL SERVICES, INC.
2/14/201911/22/2022Wesley Chapel, FL
SAGEPOINT FINANCIAL, INC.
2/6/201911/22/2022Wesley Chapel, FL
QUESTAR ASSET MANAGEMENT, INC.
2/2/20112/5/2019Wesley Chapel, FL
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
10/15/20092/1/2011Oak Brook, IL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erica Leigh Dunbar has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Erica Leigh Dunbar - Financial Advisor in Atlanta, GA | AdvisorFinder