Erik R Holt
Investment Adviser Representative at Independent Wealth Network, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Erik R. Holt is an investment adviser representative with Independent Wealth Network, Inc. in Frederick, MD, where they have been registered since 2018. They have worked in the securities industry since 2004 and have been registered with 5 firms, including Investment Advisors Corp and PARK Avenue Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in 13 states.
Registrations & licenses
- Investment adviser:
- California, Colorado, Florida, Georgia, Maryland, Michigan, New York, North Carolina, Pennsylvania, Virginia, Washington, West Virginia, Wyoming
- Broker:
8 states and territories
California, Colorado, Florida, Georgia, Maryland, Pennsylvania, Virginia, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Broker Dealer Financial Services/ IACApr 2008 – Dec 2017Hagerstown, MD
- Brokers International Financial Services, LLCJan 2018 – Dec 2023Frederick, MD
- Independent Wealth NetworkJan 2018 – no end date reportedFrederick, MD
- Emerson Equity LLCJan 2024 – no end date reportedSan Mateo, CA
- Fixed InsuranceApr 2008 – no end date reportedFrederick, MD
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Wealth Network, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Urbandale, IA
- SEC file number:
- 801-110559
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Independent Wealth Network, Inc.
Showing 12 of 33 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Erik R Holt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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