AdFi
JE

James Edward Bey

Investment Adviser Representative at EMERSON EQUITY LLC

Downers Grove, ILCRD #1933696Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
13 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Edward Bey has worked in the securities industry since 1990. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
ArizonaCaliforniaGeorgiaIllinoisIndianaMichiganMinnesotaMissouriNew YorkPennsylvaniaSouth DakotaTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/10/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 6/11/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/7/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/22/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT WEALTH NETWORK, INC.Current
12/8/2017Downers Grove, IL
KESTRA ADVISORY SERVICES, LLC
4/20/201612/7/2017Naperville, IL
NFP ADVISOR SERVICES, LLC
2/16/20069/22/2016Naperville, IL
NFP SECURITIES, INC.
3/29/20042/2/2005Naperville, IL
STEELE CAPITAL MANAGEMENT, INC.
1/15/20048/26/2004Naperville, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERSON EQUITY LLC

Showing 12 of 122 in the directory

View EMERSON EQUITY LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Edward Bey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Edward Bey - Financial Advisor in Downers Grove, IL | AdvisorFinder