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Evelyn Kay Duka

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Lafayette, CACRD #4318673Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Evelyn Kay Duka has worked in the securities industry since 2002. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/23/2013
Series 66
Uniform Combined State Law Examination
Passed 4/21/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/1/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/16/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
11/8/2024Lafayette, CA
OSAIC WEALTH, INC.Current
6/14/2024Lafayette, CA
ARBOR POINT ADVISORS
6/16/201711/8/2024Lafayette, CA
SECURITIES AMERICA ADVISORS, INC.
5/31/20176/14/2024Lafayette, CA
FINANCIAL WEST GROUP
1/18/20136/1/2017La Fayette, CA
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
5/26/20106/29/2012Lafeyette, CA
QUESTAR ASSET MANAGEMENT, INC.
7/13/20095/17/2010Minneapolis, MN
FINANCIAL TELESIS, INC.
6/3/20096/19/2009San Rafael, CA
KALOS MANAGEMENT
2/23/20076/4/2009Ponte Vedra Beach, FL
MML INVESTORS SERVICES, INC.
11/25/200512/16/2006Springfield, MA
METLIFE SECURITIES INC.
4/28/200311/29/2005Lafayette, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Evelyn Kay Duka has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Evelyn Kay Duka - Financial Advisor in Lafayette, CA | AdvisorFinder