Frances Frazer Moore
Investment Adviser Representative at WATERLOO CAPITAL
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Frances Frazer Moore has worked in the securities industry since 1986. They have passed the Series 65, 63, 53, 52, 31, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Firm-stated minimum; may be waived at the firm's discretion.
Waterloo Capital Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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