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Francis Charles Armstrong III

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Coconut Grove, FLCRD #7298Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Francis Charles Armstrong has worked in the securities industry since 2003. They have passed the Series 65, 63, 24, and 1 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
FloridaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/2/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/1980
Series 1
Registered Representative Examination
Passed 5/18/1974
Series 24
General Securities Principal Examination
Passed 5/10/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
10/26/2021Coconut Grove, FL
INVESTOR SOLUTIONS
2/21/200311/19/2021Coconut Grove, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Francis Charles Armstrong III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Francis Charles Armstrong III - Financial Advisor in Coconut Grove, FL | AdvisorFinder