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Frank Albert Hayn III

Investment Adviser Representative at ASSETMARK, INC.

Atlanta, GACRD #3041123Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frank Albert Hayn has worked in the securities industry since 1998. They have passed the Series 65, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Georgia.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/10/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 1/11/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/18/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/14/1998
Series 24
General Securities Principal Examination
Passed 7/19/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Assetmark, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSETMARK, INC.Current
1/26/2022Atlanta, GA
ASSETMARK BROKERAGE, LLCCurrent
9/22/2018Atlanta, GA
ASSETMARK, INC.
9/20/20181/19/2022Atlanta, GA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
3/13/20152/21/2018El Segundo, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frank Albert Hayn III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Frank Albert Hayn III - Financial Advisor in Atlanta, GA | AdvisorFinder