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Frederick August Conti

Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC

Naples, FLCRD #4122875Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
6 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Frederick August Conti has worked in the securities industry since 2000. They are registered to provide investment advisory services in Connecticut, Florida, Massachusetts, New Jersey, Rhode Island, and Washington.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 6 states
ConnecticutFloridaMassachusettsNew JerseyRhode IslandWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/15/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/18/2000
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 6/15/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9991.50%
$250,000 - $999,9991.00%
$1,000,000 - $9,999,9990.75%
$10,000,000 - $20,000,0000.65%
Above $20,000,0000.00%
Source

Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL SECURITY ADVISORY INCCurrent
2/18/2000Naples, FL
FINANCIAL SECURITY MANAGEMENT, INCORPORATEDCurrent
1/19/2000Naples, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Frederick August Conti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Frederick August Conti - Financial Advisor in Naples, FL | AdvisorFinder