AdFi
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Richard Duncan Woodall

Investment Adviser Representative at FINANCIAL SECURITY ADVISORY INC

Va Beach, VACRD #716996Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
45 yrs
States Registered
6 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaFloridaMarylandNorth CarolinaSouth CarolinaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/26/1980
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/18/1983
Series 1
Registered Representative Examination
Passed 10/6/1980
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/2/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $249,9991.50%
$250,000 - $999,9991.00%
$1,000,000 - $9,999,9990.75%
$10,000,000 - $20,000,0000.65%
Above $20,000,0000.00%
Source

Financial Security Advisory Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL SECURITY ADVISORY INCCurrent
12/2/1997Va Beach, VA
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
3/7/19955/15/1997
ROYAL ALLIANCE ASSOCIATES, INC.
11/19/19893/16/1995Scottsdale, AZ
INTEGRATED RESOURCES EQUITY CORPORATION
7/23/198711/19/1989
SSV SECURITIES, INC.
10/13/19868/1/1987
FSC SECURITIES CORPORATION
11/11/198211/4/1986
USLIFE EQUITY SALES CORP.
10/17/19804/26/1982

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Duncan Woodall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Duncan Woodall - Financial Advisor in Va Beach, VA | AdvisorFinder