Gary Alan Rosenstone
Investment Adviser Representative at Independent Advisor Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gary Alan Rosenstone is an investment adviser representative in Jacksonville, FL, currently registered with Independent Advisor Alliance, LLC and LPL Financial LLC. They have worked in the securities industry since 2004 and have been registered with 5 firms, including Independent Financial Partners and LPL Financial Corporation. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
13 states and territories
Alabama, Arkansas, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland, North Carolina, Ohio, Texas, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCOct 2009 – no end date reportedJacksonville, FL
- Independent Financial PartnersNov 2009 – Dec 2018Jacksonville, FL
- Independent Advisor Alliance, LLCSep 2018 – no end date reportedJacksonville, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Advisor Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 303
- Offices listed on AdvisorFinder:
- 115
- Main office:
- Charlotte, NC
- Founded:
- 1993
- SEC file number:
- 801-78808
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Advisor Alliance, LLC
Showing 12 of 303 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Alan Rosenstone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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