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Gary Eugene Croxall

Investment Adviser Representative at LPL Financial LLC

Brentwood, TNCRD #832113Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Eugene Croxall is an investment adviser representative with LPL Financial LLC in Brentwood, TN, where they have been registered since 2017. They have worked in the securities industry since 1977 and have been registered with 3 firms, including Croxall Capital Planning and National Planning Corporation ("NPC of America" in FL & NY). They have passed 6 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and Tennessee.

Office

5115 Maryland Way Ste 116
Brentwood, TN 37027

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Tennessee
Broker:
1 state or territory

Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/11/1987
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 51
Municipal Fund Securities Principal Examination
Passed 3/26/2003
Series 40
Registered Principal Examination
Passed 1/6/1977

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
11/29/2017 – Brentwood, TN
Croxall Capital Planning
6/22/2005 – 12/13/2017Aptos, CA
National Planning Corporation ("NPC OF America" IN FL & NY)
1/31/2006 – 11/29/2017Aptos, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Croxall Capital Planning
    Sep 1976 – Dec 2017Los Gatos, CA
  2. Croxall Capital Planning
    Sep 1976 – no end date reportedLos Gatos, CA
  3. National Planning Corporation
    Jan 2000 – Nov 2017Aptos, CA
  4. LPL Financial LLC
    Nov 2017 – no end date reportedAptos, CA

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Eugene Croxall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gary Eugene Croxall (LPL Financial) - Fees & Credentials