AdFi
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Gary Robert Bubalo

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Duluth, MNCRD #832814Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
36 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 36 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIdahoIllinoisIndianaIowaKansasMarylandMichiganMinnesotaMississippiMissouriNebraskaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/21/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 10/14/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/26/1983
PC
AMEX Put and Call Exam
Passed 4/25/1980
Series 7
General Securities Representative Examination
Passed 1/15/1977
Series 24
General Securities Principal Examination
Passed 1/24/2000
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 6/6/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/1/2009Duluth, MN
RBC CAPITAL MARKETS, LLCCurrent
5/1/2009Hermantown, MN
WELLS FARGO INVESTMENTS, LLC
7/8/20045/11/2009Duluth, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Robert Bubalo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gary Robert Bubalo - Financial Advisor in Duluth, MN | AdvisorFinder