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Gary Wayne Foster

Investment Adviser Representative at Cetera Investment Advisers LLC

Dallas, TXCRD #4601635Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Wayne Foster is an investment adviser representative with Cetera Investment Advisers LLC in Dallas, TX, where they have been registered since 2026. They have worked in the securities industry since 2007 and have been registered with 4 firms, including Kestra Advisory Services, LLC and Ameriprise Financial Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Office

3200 Olympus Blvd Ste 100
Dallas, TX 75019

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/20/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 5/11/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/16/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
1/12/2026 – Dallas, TX
Kestra Advisory Services, LLC
2/6/2025 – 4/10/2025Fort Worth, TX
Ameriprise Financial Services, LLC
1/29/2024 – 11/26/2024Richardson, TX
Avantax Advisory Services
10/27/2017 – 1/25/2024Irving, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Avantax Investment Services, Inc.
    Mar 2006 – Jan 2024Dallas, TX
  2. Avantax Advisory Services
    Oct 2017 – Jan 2024Dallas, TX
  3. Avantax Insurance Agency, LLC
    Apr 2007 – Jan 2024Dallas, TX
  4. Ameriprise Financial Services, LLC
    Jan 2024 – Feb 2025Richardson, TX
  5. Kestra Investment Services, LLC
    Feb 2025 – Apr 2025Fort Worth, TX
  6. Kestra Advisory Services, LLC
    Feb 2025 – Apr 2025Fort Worth, TX
  7. Cetera Advisors LLC
    Dec 2025 – no end date reportedGreenwood Village, CO
  8. Cetera Financial Specialists LLC
    Dec 2025 – no end date reportedSchaumburg, IL
  9. Cetera Investment Services LLC
    Dec 2025 – no end date reportedSt Cloud, MN
  10. Cetera Wealth Services, LLC
    Dec 2025 – no end date reportedEl Segundo, CA
  11. Cetera Investment Advisers LLC
    Dec 2025 – no end date reportedSchaumburg, IL
  12. Universal Wealth Property and Casualty
    Jan 2025 – Feb 2025North Richland Hills, TX
  13. Universal Wealth Property and Casualty
    Apr 2025 – Dec 2025North Richland Hills, TX

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Wayne Foster has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Gary Wayne Foster (Cetera Investment Advisers)