AdFi
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Christopher Harold Baker

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Dallas, TXCRD #5045629Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/11/2021
Series 7
General Securities Representative Examination
Passed 9/6/2022
SIE
Securities Industry Essentials Examination
Passed 4/15/2021
Series 7
General Securities Representative Examination
Passed 4/26/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA INVESTMENT ADVISERS LLCCurrent
6/5/2026Dallas, TX
AVANTAX PLANNING PARTNERS, INC.Current
6/5/2026Dallas, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
1/7/20265/12/2026Addison, TX
LPL FINANCIAL LLC
9/7/202212/9/2025Dallas, TX
AMERIPRISE FINANCIAL SERVICES, INC.
4/1/20138/23/2013Birmingham, AL
STERNE AGEE INVESTMENT ADVISORS, INC.
2/19/20133/25/2013Bhm, AL
MORGAN STANLEY SMITH BARNEY LLC
4/16/20126/27/2012Birmingham, AL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/13/20064/17/2012Birmingham, AL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Harold Baker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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