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Gene Forest Pucci

Investment Adviser Representative at XCELSIOR ADVISOR PARTNERS LLC

Scottsdale, AZCRD #2507378Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaColorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/6/2000
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 3/21/2001
Series 7
General Securities Representative Examination
Passed 2/14/2000
Series 24
General Securities Principal Examination
Passed 10/19/2017
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/24/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/21/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Xcelsior Advisor Partners LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE LEADERS GROUP, INC.Current
8/19/2025 – Scottsdale, AZ
XCELSIOR ADVISOR PARTNERS LLCCurrent
6/23/2025 – Phoenix, AZ
ROBERT W. BAIRD & CO. INCORPORATED
12/17/2019 – 6/25/2025Scottsdale, AZ
WELLS FARGO CLEARING SERVICES, LLC
4/3/2008 – 12/19/2019Scottsdale, AZ
MORGAN STANLEY & CO., INCORPORATED
4/2/2007 – 3/20/2008Cleveland, OH
MORGAN STANLEY
11/3/2006 – 4/2/2007Cleveland, OH
UBS FINANCIAL SERVICES INC.
6/18/2004 – 11/7/2006Nashville, TN
UBS FINANCIAL SERVICES INC.
10/13/2000 – 6/9/2004Nashville, TN

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View XCELSIOR ADVISOR PARTNERS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gene Forest Pucci has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gene Forest Pucci - Financial Advisor in Scottsdale, AZ | AdvisorFinder