Julie A Lafferty
Investment Adviser Representative at Xcelsior Advisor Partners LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Julie Anne Lafferty is an investment adviser representative with Xcelsior Advisor Partners LLC in Scottsdale, AZ, where they have been registered since 2026. They have worked in the securities industry since 2018 and were previously registered with Robert W. Baird & Co. Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona
- Broker:
1 state or territory
Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Leaders Group, Inc: DBA: Simplicity InvestmentsMay 2026 – no end date reportedSummit, NJ
- Xcelsior Advisor Partners LLCApr 2026 – no end date reportedScottsdale, AZ
- Robert W Baird & CoDec 2017 – Apr 2026Scottsdale, AZ
- DC Capital and Investments LLCAug 2017 – Oct 2017Scottsdale, AZ
- AZ Investment Property ExpertsNov 2015 – Aug 2017Phoenix, AZ
- Duffy Mathias Private WealthApr 2026 – no end date reportedScottsdale, AZ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Xcelsior Advisor Partners LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Operational and compliance support, dedicated transition teams, technology integration, vendor management, platform flexibility with no mandated investment models, industry-leading payouts and platform equity participation, structured succession planning, scalable growth infrastructure, and a collaborative community of growth-focused professionals.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 21
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-132014
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 27, 2026
View full firm profileOther advisors at Xcelsior Advisor Partners LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Julie A Lafferty has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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