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Gene Frederick Gunderson

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Columbus, GACRD #2914172Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
12

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/1/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 9/25/1997
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 50
Municipal Advisor Representative Qualification Exam
Passed 9/7/2017
Series 7
General Securities Representative Examination
Passed 9/4/1997
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 54
Municipal Advisor Principal Qualification Examination
Passed 11/17/2021
Series 4
Registered Options Principal Examination
Passed 3/29/2005
Series 53
Municipal Securities Principal Examination
Passed 3/15/2004
Series 24
General Securities Principal Examination
Passed 8/19/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
1/6/2011Columbus, GA
GLOBALT INVESTMENTS
6/15/202111/19/2021Atlanta, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gene Frederick Gunderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Gene Frederick Gunderson - Financial Advisor in Columbus, GA | AdvisorFinder