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George Nicolas Gopiao

Investment Adviser Representative at MIRAMONTES CAPITAL, LLC

Newport Beach, CACRD #2113470Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
22 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

George Nicolas Gopiao has worked in the securities industry since 1992. They are registered to provide investment advisory services in 22 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIndianaIowaKentuckyMichiganMinnesotaNebraskaNevadaNew MexicoNorth CarolinaSouth DakotaTennesseeTexasUtahWashingtonWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/28/1991
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/17/1991
Series 53
Municipal Securities Principal Examination
Passed 10/19/2020
Series 24
General Securities Principal Examination
Passed 2/5/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Account minimum: $75,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Miramontes Capital, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MIRAMONTES CAPITAL, LLCCurrent
1/3/2024Newport Beach, CA
B.B. GRAHAM & COMPANY, INC.
10/15/20192/17/2023Orange, CA
QUEST CAPITAL STRATEGIES, INC.
7/5/201810/8/2019Yorba Linda, CA
LPL FINANCIAL LLC
10/13/200911/9/2016Whittier, CA
WAMU INVESTMENTS, INC.
2/23/200612/4/2008Whittier, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. George Nicolas Gopiao has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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