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Noah Abraham Sosa

Investment Adviser Representative at MIRAMONTES CAPITAL, LLC

Northridge, CACRD #7881704Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Noah Abraham Sosa has worked in the securities industry since 2024. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/1/2024
Series 7
General Securities Representative Examination
Passed 4/19/2024
SIE
Securities Industry Essentials Examination
Passed 2/1/2024

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Account minimum: $75,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Miramontes Capital, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MIRAMONTES CAPITAL, LLCCurrent
9/27/2024Northridge, CA
OSAIC FS, INC.
5/6/20248/8/2024Porter Ranch, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View MIRAMONTES CAPITAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Noah Abraham Sosa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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