Gerardo Vergara
Investment Adviser Representative at Verity Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Gerardo Vergara is an investment adviser representative with Verity Asset Management in Durham, NC, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesOct 2018 – Jan 2020St Louis, MO
- Orsus Insurance AgencyJan 2015 – Oct 2018Sacramento, CA
- Saint Marys College of CaliforniaSep 2013 – Jun 2017Moraga, CA
- Saint AMrys College of CaliforniaSep 2013 – Jun 2017Moraga, CA
- Teachers PensionsSep 2017 – Mar 2018Orangeville, CA
- Ameriprise Financial Services, IncJan 2020 – Mar 2020Fair Oaks, CA
- Ameriprise Financial Services, LLCMar 2020 – Jul 2025Fair Oaks, CA
- Verity Asset MgmtDec 2025 – no end date reportedDurham, NC
- UnemployedAug 2025 – Nov 2025Sacramento, CA
- Verity FinancialJan 2026 – no end date reportedDurham, NC
- Simplicity InvestmentsJan 2026 – no end date reportedSummit, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Verity Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $100,0001.50%
- Next $50,0001.20%
- Next $100,0001.15%
- Next $250,0000.95%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 53
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Durham, NC
- SEC file number:
- 801-66730
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 5, 2026
View full firm profileOther advisors at Verity Asset Management
Showing 12 of 53 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gerardo Vergara has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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